[DOWNLOAD] "Conduct and Accountability in Financial Services" by Stacey English & Susannah Hammond # eBook PDF Kindle ePub Free
eBook details
- Title: Conduct and Accountability in Financial Services
- Author : Stacey English & Susannah Hammond
- Release Date : January 23, 2018
- Genre: Law,Books,Professional & Technical,
- Pages : * pages
- Size : 13975 KB
Description
Are you fully prepared for the implementation of the Senior Managers and Certification Regime across financial services firms and the related regulatory scrutiny on conduct and accountability?
The 2008 financial crisis sparked major changes in global financial services regulation with attention and resources focused on the behaviour of firms and senior individuals and how they conduct their business. Regulatory reforms have been designed and implemented globally to address accountability and conduct in financial services. In the UK this has resulted in the Senior Managers and Certification Regime (SM&CR) being
implemented across all FSMA-regulated firms.
Conduct and Accountability in Financial Services: A Practical Guide provides comprehensive and expert guidance on how best to implement and comply with the SM&CR. In addition to acting as a guide to rule book requirements and regulatory expectations, it provides an in-depth look at the implications of the global focus on culture and conduct risk.