(DOWNLOAD) "Conduct and Pay in the Financial Services Industry" by Thomas Ogg & Richard Leiper QC # Book PDF Kindle ePub Free

eBook details
- Title: Conduct and Pay in the Financial Services Industry
- Author : Thomas Ogg & Richard Leiper QC
- Release Date : January 27, 2017
- Genre: Law,Books,Professional & Technical,
- Pages : * pages
- Size : 4806 KB
Description
Since the financial crisis, one of the key priorities of the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) has been individual accountability. This book addresses the regulatory and employment law challenges that arise from the FCA’s and PRA’s requirements.
The expert team of writers examine in depth the provisions of the Financial Services and Markets Act 2000 which relate to individuals, and the associated requirements of the PRA and FCA. The topics addressed include:
The Senior Manager, Certification and Approved Person Regimes
Regulatory references and whistleblowing
Disciplinary investigations, enforcement and sanctions
Notifications, ‘Form C’, and fitness & propriety
Bonus disputes and the Remuneration Code
Conduct and Pay in the Financial Services Industry considers the full extent of an individual’s employment, from pre-contractual discussions to the post-termination clawback of remuneration. It is a vital reference for lawyers and human resources professionals working within the financial services industry, both in-house and in private practice. It will also be of interest to all academics, regulators and policy-makers involved in this sector.
Books Free Download "Conduct and Pay in the Financial Services Industry" PDF ePub Kindle
- (DOWNLOAD) "Removal of Certain References to Credit Ratings under the Securities Exchange Act (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)" by The Law Library " eBook PDF Kindle ePub Free
- [DOWNLOAD] "Removing Barriers to Private Members' Business." by Canadian Parliamentary Review # eBook PDF Kindle ePub Free
- (Download) "Render Brunson v. Commonwealth Pennsylvania" by Commonwealth Court of Pennsylvania * Book PDF Kindle ePub Free