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Removal of Certain References to Credit Ratings under the Securities Exchange Act (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)

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eBook details

  • Title: Removal of Certain References to Credit Ratings under the Securities Exchange Act (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
  • Author : The Law Library
  • Release Date : January 22, 2018
  • Genre: Law,Books,Professional & Technical,
  • Pages : * pages
  • Size : 314 KB

Description

The Law Library presents the complete text of the Removal of Certain References to Credit Ratings under the Securities Exchange Act (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition).
Updated as of May 29, 2018

The Securities and Exchange Commission (the “Commission”) is adopting amendments that remove references to credit ratings in certain rules and one form under the Securities Exchange Act of 1934 (the “Exchange Act”) relating to broker-dealer financial responsibility and confirmations of securities transactions. This action implements a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”).

This ebook contains:
- The complete text of the Removal of Certain References to Credit Ratings under the Securities Exchange Act (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
- A dynamic table of content linking to each section
- A table of contents in introduction presenting a general overview of the structure


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